Sebi Plans Curbs on Trading Terminal Misuse, Graded Compliance for Brokers

Times of India - Business · business

Market regulator Sebi is planning new measures to prevent the misuse of brokers' trading terminals. The Securities and Exchange Board of India also intends to introduce graded compliance requirements for intermediaries based on their size, client base, and technology usage. Sebi chairman Tuhin Kanta Pandey announced these plans, emphasizing improved cybersecurity and the safe testing of AI tools. The regulator aims to create a framework with safeguards against terminal misuse and a tiered compliance system for brokers.